Version bump to 0.6.2 [skip ci]

Redefining a typedef is a C11 feature:

    In file included from src/hnsw.c:10:
    src/hnsw.h:147:5: warning: redefinition of typedef 'HnswElementData' is a C11 feature [-Wtypedef-redefinition]
    }                       HnswElementData;
                            ^
    src/hnsw.h:118:32: note: previous definition is here
    typedef struct HnswElementData HnswElementData;
                                   ^
    src/hnsw.h:163:5: warning: redefinition of typedef 'HnswNeighborArray' is a C11 feature [-Wtypedef-redefinition]
    }                       HnswNeighborArray;
                            ^
    src/hnsw.h:119:34: note: previous definition is here
    typedef struct HnswNeighborArray HnswNeighborArray;
                                     ^
    2 warnings generated.

I got these warnings when I built PostgreSQL with "CC=clang
CFLAGS=-std=gnu99"; other similar options would surely produce the
warnings too.

.github/workflows/build.yml

@@ -73,6 +73,7 @@ jobs:
           postgres-version: 14
       - run: |
           call "C:\Program Files\Microsoft Visual Studio\2022\Enterprise\VC\Auxiliary\Build\vcvars64.bat" && ^
+          cd %TEMP% && ^
           nmake /NOLOGO /F Makefile.win && ^
           nmake /NOLOGO /F Makefile.win install && ^
           nmake /NOLOGO /F Makefile.win installcheck && ^

CHANGELOG.md

@@ -1,11 +1,11 @@
-## 0.6.2 (unreleased)
+## 0.6.2 (2024-03-18)
 
-- Improved performance of parallel HNSW index builds
+- Reduced lock contention with parallel HNSW index builds
 
 ## 0.6.1 (2024-03-04)
 
 - Fixed error with `ANALYZE` and vectors with different dimensions
-- Fixed error with `shared_preload_libraries`
+- Fixed segmentation fault with `shared_preload_libraries`
 - Fixed vector subtraction being marked as commutative
 
 ## 0.6.0 (2024-01-29)

META.json

@@ -2,7 +2,7 @@
 	"name": "vector",
 	"abstract": "Open-source vector similarity search for Postgres",
 	"description": "Supports L2 distance, inner product, and cosine distance",
-	"version": "0.6.1",
+	"version": "0.6.2",
 	"maintainer": [
 		"Andrew Kane <andrew@ankane.org>"
 	],
@@ -20,7 +20,7 @@
 		"vector": {
 			"file": "sql/vector.sql",
 			"docfile": "README.md",
-			"version": "0.6.1",
+			"version": "0.6.2",
 			"abstract": "Open-source vector similarity search for Postgres"
 		}
 	},

Makefile

@@ -1,5 +1,5 @@
 EXTENSION = vector
-EXTVERSION = 0.6.1
+EXTVERSION = 0.6.2
 
 MODULE_big = vector
 DATA = $(wildcard sql/*--*.sql)

Makefile.win

@@ -1,5 +1,5 @@
 EXTENSION = vector
-EXTVERSION = 0.6.1
+EXTVERSION = 0.6.2
 
 OBJS = src\hnsw.obj src\hnswbuild.obj src\hnswinsert.obj src\hnswscan.obj src\hnswutils.obj src\hnswvacuum.obj src\ivfbuild.obj src\ivfflat.obj src\ivfinsert.obj src\ivfkmeans.obj src\ivfscan.obj src\ivfutils.obj src\ivfvacuum.obj src\vector.obj
 HEADERS = src\vector.h

README.md

@@ -20,13 +20,13 @@ Compile and install the extension (supports Postgres 12+)
 
 ```sh
 cd /tmp
-git clone --branch v0.6.1 https://github.com/pgvector/pgvector.git
+git clone --branch v0.6.2 https://github.com/pgvector/pgvector.git
 cd pgvector
 make
 make install # may need sudo
 ```
 
-See the [installation notes](#installation-notes) if you run into issues
+See the [installation notes](#installation-notes---linux-and-mac) if you run into issues
 
 You can also install it with [Docker](#docker), [Homebrew](#homebrew), [PGXN](#pgxn), [APT](#apt), [Yum](#yum), [pkg](#pkg), or [conda-forge](#conda-forge), and it comes preinstalled with [Postgres.app](#postgresapp) and many [hosted providers](#hosted-postgres). There are also instructions for [GitHub Actions](https://github.com/pgvector/setup-pgvector).
 
@@ -44,12 +44,15 @@ Then use `nmake` to build:
 
 ```cmd
 set "PGROOT=C:\Program Files\PostgreSQL\16"
-git clone --branch v0.6.1 https://github.com/pgvector/pgvector.git
+cd %TEMP%
+git clone --branch v0.6.2 https://github.com/pgvector/pgvector.git
 cd pgvector
 nmake /F Makefile.win
 nmake /F Makefile.win install
 ```
 
+See the [installation notes](#installation-notes---windows) if you run into issues
+
 You can also install it with [Docker](#docker) or [conda-forge](#conda-forge).
 
 ## Getting Started
@@ -410,13 +413,39 @@ You can use [Reciprocal Rank Fusion](https://github.com/pgvector/pgvector-python
 
 ## Performance
 
+### Tuning
+
+Use a tool like [PgTune](https://pgtune.leopard.in.ua/) to set initial values for Postgres server parameters.
+
+### Loading
+
+Use `COPY` for bulk loading data ([example](https://github.com/pgvector/pgvector-python/blob/master/examples/bulk_loading.py)).
+
+```sql
+COPY items (embedding) FROM STDIN WITH (FORMAT BINARY);
+```
+
+Add any indexes *after* loading the initial data for best performance.
+
+### Indexing
+
+See index build time for [HNSW](#index-build-time) and [IVFFlat](#index-build-time-1).
+
+In production environments, create indexes concurrently to avoid blocking writes.
+
+```sql
+CREATE INDEX CONCURRENTLY ...
+```
+
+### Querying
+
 Use `EXPLAIN ANALYZE` to debug performance.
 
 ```sql
 EXPLAIN ANALYZE SELECT * FROM items ORDER BY embedding <-> '[3,1,2]' LIMIT 5;
 ```
 
-### Exact Search
+#### Exact Search
 
 To speed up queries without an index, increase `max_parallel_workers_per_gather`.
 
@@ -430,7 +459,7 @@ If vectors are normalized to length 1 (like [OpenAI embeddings](https://platform
 SELECT * FROM items ORDER BY embedding <#> '[3,1,2]' LIMIT 5;
 ```
 
-### Approximate Search
+#### Approximate Search
 
 To speed up queries with an IVFFlat index, increase the number of inverted lists (at the expense of recall).
 
@@ -438,7 +467,7 @@ To speed up queries with an IVFFlat index, increase the number of inverted lists
 CREATE INDEX ON items USING ivfflat (embedding vector_l2_ops) WITH (lists = 1000);
 ```
 
-## Vacuuming
+### Vacuuming
 
 Vacuuming can take a while for HNSW indexes. Speed it up by reindexing first.
 
@@ -447,6 +476,41 @@ REINDEX INDEX CONCURRENTLY index_name;
 VACUUM table_name;
 ```
 
+## Monitoring
+
+Monitor performance with [pg_stat_statements](https://www.postgresql.org/docs/current/pgstatstatements.html) (be sure to add it to `shared_preload_libraries`).
+
+```sql
+CREATE EXTENSION pg_stat_statements;
+```
+
+Get the most time-consuming queries with:
+
+```sql
+SELECT query, calls, ROUND((total_plan_time + total_exec_time) / calls) AS avg_time_ms,
+    ROUND((total_plan_time + total_exec_time) / 60000) AS total_time_min
+    FROM pg_stat_statements ORDER BY total_plan_time + total_exec_time DESC LIMIT 20;
+```
+
+Note: Replace `total_plan_time + total_exec_time` with `total_time` for Postgres < 13
+
+Monitor recall by comparing results from approximate search with exact search.
+
+```sql
+BEGIN;
+SET LOCAL enable_indexscan = off; -- use exact search
+SELECT ...
+COMMIT;
+```
+
+## Scaling
+
+Scale pgvector the same way you scale Postgres.
+
+Scale vertically by increasing memory, CPU, and storage on a single instance. Use existing tools to [tune parameters](#tuning) and [monitor performance](#monitoring).
+
+Scale horizontally with [replicas](https://www.postgresql.org/docs/current/hot-standby.html), or use [Citus](https://github.com/citusdata/citus) or another approach for sharding ([example](https://github.com/pgvector/pgvector-python/blob/master/examples/citus.py)).
+
 ## Languages
 
 Use pgvector from any language with a Postgres client. You can even generate and store vectors in one language and query them in another.
@@ -552,7 +616,17 @@ SELECT pg_size_pretty(pg_relation_size('index_name'));
 
 #### Why isn’t a query using an index?
 
-The cost estimation in pgvector < 0.4.3 does not always work well with the planner. You can encourage the planner to use an index for a query with:
+The query needs to have an `ORDER BY` and `LIMIT`, and the `ORDER BY` must be the result of a distance operator, not an expression.
+
+```sql
+-- index
+ORDER BY embedding <=> '[3,1,2]' LIMIT 5;
+
+-- no index
+ORDER BY 1 - (embedding <=> '[3,1,2]') DESC LIMIT 5;
+```
+
+You can encourage the planner to use an index for a query with:
 
 ```sql
 BEGIN;
@@ -630,7 +704,7 @@ Function | Description | Added
 avg(vector) → vector | average |
 sum(vector) → vector | sum | 0.5.0
 
-## Installation Notes
+## Installation Notes - Linux and Mac
 
 ### Postgres Location
 
@@ -672,12 +746,24 @@ If compilation fails and the output includes `warning: no such sysroot directory
 
 ### Portability
 
+By default, pgvector compiles with `-march=native` on some platforms for best performance. However, this can lead to `Illegal instruction` errors if trying to run the compiled extension on a different machine.
+
 To compile for portability, use:
 
 ```sh
 make OPTFLAGS=""
 ```
 
+## Installation Notes - Windows
+
+### Missing Header
+
+If compilation fails with `Cannot open include file: 'postgres.h': No such file or directory`, make sure `PGROOT` is correct.
+
+### Permissions
+
+If installation fails with `Access is denied`, re-run the installation instructions as an administrator.
+
 ## Additional Installation Methods
 
 ### Docker
@@ -693,7 +779,7 @@ This adds pgvector to the [Postgres image](https://hub.docker.com/_/postgres) (r
 You can also build the image manually:
 
 ```sh
-git clone --branch v0.6.1 https://github.com/pgvector/pgvector.git
+git clone --branch v0.6.2 https://github.com/pgvector/pgvector.git
 cd pgvector
 docker build --build-arg PG_MAJOR=16 -t myuser/pgvector .
 ```
@@ -862,6 +948,12 @@ make installcheck REGRESS=functions                            # regression test
 make prove_installcheck PROVE_TESTS=test/t/001_ivfflat_wal.pl  # TAP test
 ```
 
+To enable assertions:
+
+```sh
+make clean && PG_CFLAGS="-DUSE_ASSERT_CHECKING" make && make install
+```
+
 To enable benchmarking:
 
 ```sh
@@ -874,12 +966,6 @@ To show memory usage:
 make clean && PG_CFLAGS="-DHNSW_MEMORY -DIVFFLAT_MEMORY" make && make install
 ```
 
-To enable assertions:
-
-```sh
-make clean && PG_CFLAGS="-DUSE_ASSERT_CHECKING" make && make install
-```
-
 To get k-means metrics:
 
 ```sh

sql/vector--0.6.1--0.6.2.sql

@@ -0,0 +1,2 @@
+-- complain if script is sourced in psql, rather than via CREATE EXTENSION
+\echo Use "ALTER EXTENSION vector UPDATE TO '0.6.2'" to load this file. \quit

src/hnsw.h

@@ -129,7 +129,7 @@ HnswPtrDeclare(HnswNeighborArray, HnswNeighborArrayRelptr, HnswNeighborArrayPtr)
 HnswPtrDeclare(HnswNeighborArrayPtr, HnswNeighborsRelptr, HnswNeighborsPtr);
 HnswPtrDeclare(char, DatumRelptr, DatumPtr);
 
-typedef struct HnswElementData
+struct HnswElementData
 {
 	HnswElementPtr next;
 	ItemPointerData heaptids[HNSW_HEAPTIDS];
@@ -144,7 +144,7 @@ typedef struct HnswElementData
 	BlockNumber neighborPage;
 	DatumPtr	value;
 	LWLock		lock;
-}			HnswElementData;
+};
 
 typedef HnswElementData * HnswElement;
 
@@ -155,12 +155,12 @@ typedef struct HnswCandidate
 	bool		closer;
 }			HnswCandidate;
 
-typedef struct HnswNeighborArray
+struct HnswNeighborArray
 {
 	int			length;
 	bool		closerSet;
 	HnswCandidate items[FLEXIBLE_ARRAY_MEMBER];
-}			HnswNeighborArray;
+};
 
 typedef struct HnswPairingHeapNode
 {
@@ -185,6 +185,7 @@ typedef struct HnswGraph
 
 	/* Entry state */
 	LWLock		entryLock;
+	LWLock		entryWaitLock;
 	HnswElementPtr entryPoint;
 
 	/* Allocations state */

src/hnswbuild.c

@@ -400,7 +400,7 @@ UpdateNeighborsInMemory(char *base, FmgrInfo *procinfo, Oid collation, HnswEleme
  * Update graph in memory
  */
 static void
-UpdateGraphInMemory(FmgrInfo *procinfo, Oid collation, HnswElement element, int m, int efConstruction, bool updateEntryPoint, HnswBuildState * buildstate)
+UpdateGraphInMemory(FmgrInfo *procinfo, Oid collation, HnswElement element, int m, int efConstruction, HnswElement entryPoint, HnswBuildState * buildstate)
 {
 	HnswGraph  *graph = buildstate->graph;
 	char	   *base = buildstate->hnswarea;
@@ -416,7 +416,7 @@ UpdateGraphInMemory(FmgrInfo *procinfo, Oid collation, HnswElement element, int
 	UpdateNeighborsInMemory(base, procinfo, collation, element, m);
 
 	/* Update entry point if needed (already have lock) */
-	if (updateEntryPoint)
+	if (entryPoint == NULL || element->level > entryPoint->level)
 		HnswPtrStore(base, graph->entryPoint, element);
 }
 
@@ -431,32 +431,42 @@ InsertTupleInMemory(HnswBuildState * buildstate, HnswElement element)
 	HnswGraph  *graph = buildstate->graph;
 	HnswElement entryPoint;
 	LWLock	   *entryLock = &graph->entryLock;
+	LWLock	   *entryWaitLock = &graph->entryWaitLock;
 	int			efConstruction = buildstate->efConstruction;
 	int			m = buildstate->m;
 	char	   *base = buildstate->hnswarea;
-	bool		updateEntryPoint;
+
+	/* Wait if another process needs exclusive lock on entry lock */
+	LWLockAcquire(entryWaitLock, LW_EXCLUSIVE);
+	LWLockRelease(entryWaitLock);
 
 	/* Get entry point */
-	LWLockAcquire(entryLock, LW_EXCLUSIVE);
+	LWLockAcquire(entryLock, LW_SHARED);
 	entryPoint = HnswPtrAccess(base, graph->entryPoint);
 
-	/* Pause new inserts when updating entry point */
+	/* Prevent concurrent inserts when likely updating entry point */
-	/* May still be in-flight inserts */
+	if (entryPoint == NULL || element->level > entryPoint->level)
-	updateEntryPoint = entryPoint == NULL || element->level > entryPoint->level;
+	{
-
+		/* Release shared lock */
-	/* Release entry lock */
-	if (!updateEntryPoint)
 		LWLockRelease(entryLock);
 
+		/* Tell other processes to wait and get exclusive lock */
+		LWLockAcquire(entryWaitLock, LW_EXCLUSIVE);
+		LWLockAcquire(entryLock, LW_EXCLUSIVE);
+		LWLockRelease(entryWaitLock);
+
+		/* Get latest entry point after lock is acquired */
+		entryPoint = HnswPtrAccess(base, graph->entryPoint);
+	}
+
 	/* Find neighbors for element */
 	HnswFindElementNeighbors(base, element, entryPoint, NULL, procinfo, collation, m, efConstruction, false);
 
 	/* Update graph in memory */
-	UpdateGraphInMemory(procinfo, collation, element, m, efConstruction, updateEntryPoint, buildstate);
+	UpdateGraphInMemory(procinfo, collation, element, m, efConstruction, entryPoint, buildstate);
 
 	/* Release entry lock */
-	if (updateEntryPoint)
+	LWLockRelease(entryLock);
-		LWLockRelease(entryLock);
 }
 
 /*
@@ -609,6 +619,7 @@ InitGraph(HnswGraph * graph, char *base, long memoryTotal)
 	graph->indtuples = 0;
 	SpinLockInit(&graph->lock);
 	LWLockInitialize(&graph->entryLock, hnsw_lock_tranche_id);
+	LWLockInitialize(&graph->entryWaitLock, hnsw_lock_tranche_id);
 	LWLockInitialize(&graph->allocatorLock, hnsw_lock_tranche_id);
 	LWLockInitialize(&graph->flushLock, hnsw_lock_tranche_id);
 }

vector.control

@@ -1,4 +1,4 @@
 comment = 'vector data type and ivfflat and hnsw access methods'
-default_version = '0.6.1'
+default_version = '0.6.2'
 module_pathname = '$libdir/vector'
 relocatable = true